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Robert Brady

Compliance Director

FLMI®, ACS®

Professional Story

English

Bob started his career at a young age as a Sales Representative with MetLife in 1984.  He’s been in the financial services industry ever since serving in a variety of roles from sales to operations and now compliance. After four years as an advisor, he was promoted to Manager of Operations where he provided both oversight and coordination of the processing of all risk and investment business for the firm.  As Manager of Operations, Bob managed the new business processing team to ensure all systems and processes were followed and that day-to-day operations moved efficiently.  

In 2009 Bob transitioned from an operations role to a compliance one where he works collaboratively with his team and partners with our financial advisors in implementing MassMutual’s compliance programs and maintaining our reputation for conducting businesses in a highly ethical manner. He holds the FINRA Series, 7-24-53 and 63 registrations. He resides in Lansdale, PA and enjoys spending time with his family and grandchildren.

CRN202406-4374348

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